|
Miscellaneous Fees
|
Type |
Cost |
|
Returned Check |
$25 |
|
Stop Payment within 10 days |
$25 |
|
Certificate Deposit Fee |
$75 |
|
Certificate Transfer Agent Fee |
$35 |
|
Certificate DTC Fees |
$44 |
|
Certificate Process Fee |
$300 |
|
DWAC Process Fee |
$300 |
|
IRA Annual Maintenance Fee |
$35 |
|
IRA Set-up Fee |
$25 |
|
IRA Termination Fee |
$20 |
|
ACAT - Outgoing |
$50 |
|
Wire-Domestic |
$25 |
|
Wire-Foreign |
$50 |
|
Wire-Pre-Pay
(before settlement) |
$20 |
|
Overnight Mail |
$20 |
* There is also
regulatory fee of $0.0000127 of the total
dollar amount of securities sold. This fee is assessed for all SELL
orders and is added to any total commissions charged. (as of
4/10/2009)
*
There is an FINRA TAF fee 0.000075 per share of
securities sold. This fee is assessed for all SELL
orders and is added to any total commissions
charged.
*
Any hard to borrow short locate fees will be passed
onto the client, these fees will vary.
* Certificate
deposits and transfers may incur substantially
higher fees based on various factors that are not
listed on this page.
* The
fee information listed here is for informational
purposes only. These fees are subject to change at
anytime and those changes may not be accurately
reflected on this page. This is only a partial list
of additional fees.
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