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Routing Report
SEC-Required Report on Routing of Customer Orders
Report For Quarter
Stock USA Execution Services has prepared this report pursuant
to a U.S. Securities and Exchange Commission rule
requiring all brokerage firms to make publicly available
reports on their order-routing practices. The report
provides information on the routing of "non-directed
orders" - any order that the customer has not
specifically instructed to be routed to a particular
venue for execution.
This report is divided into four sections: one for
securities listed on the New York Stock Exchange,
one for securities listed on The Nasdaq Stock Market,
one for securities listed on the American Stock Exchange
or regional exchanges, and one for exchange-listed
options. For each section, this report identifies
the number of non-directed orders as a percentage
of total customer orders.
Quarterly Route
Reports:
Stock USA Execution Services - Quarterly Route Report
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