|
Routing Report
SEC-Required Report on Routing of Customer Orders
Report For Quarter
STOCK USA INVESTMENTS has prepared this report pursuant
to a U.S. Securities and Exchange Commission rule
requiring all brokerage firms to make publicly available
reports on their order-routing practices. The report
provides information on the routing of "non-directed
orders" - any order that the customer has not
specifically instructed to be routed to a particular
venue for execution.
This report is divided into four sections: one for
securities listed on the New York Stock Exchange,
one for securities listed on The Nasdaq Stock Market,
one for securities listed on the American Stock Exchange
or regional exchanges, and one for exchange-listed
options. For each section, this report identifies
the number of non-directed orders as a percentage
of total customer orders.
Order Routing Practices
- Generally
STOCK USA INVESTMENTS customers typically choose
their own execution venues and order routing destinations
by entering their orders through our direct access
order execution software. STOCK USA INVESTMENTS did
not receive any non-directed orders from direct access
customers and as such did not select any execution
venues on behalf of these customers for quarter ending
June.
Securities Listed on New
York Stock Exchange
Summary Statistics:
Non-directed orders as a percentage of total customer
orders 0%
Securities Listed on The
Nasdaq Stock Market
Summary Statistics:
Non-directed orders as a percentage of total customer
orders 0%
Securities Listed on American
Stock Exchange or Regional Exchanges
Summary Statistics:
Non-directed orders as a percentage of total customer
orders 0%
Exchange-Listed Options
Summary Statistics:
Non-directed orders as a percentage of total customer
orders 0%
Order Routing
Quarterly Report
SEC Rule 11Ac1-6

|