Routing Report

SEC-Required Report on Routing of Customer Orders
Report For Quarter

STOCK USA INVESTMENTS has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available reports on their order-routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution.

This report is divided into four sections: one for securities listed on the New York Stock Exchange, one for securities listed on The Nasdaq Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the number of non-directed orders as a percentage of total customer orders.

Order Routing Practices - Generally

STOCK USA INVESTMENTS customers typically choose their own execution venues and order routing destinations by entering their orders through our direct access order execution software. STOCK USA INVESTMENTS did not receive any non-directed orders from direct access customers and as such did not select any execution venues on behalf of these customers for quarter ending June.

Securities Listed on New York Stock Exchange

Summary Statistics:

Non-directed orders as a percentage of total customer orders 0%

Securities Listed on The Nasdaq Stock Market

Summary Statistics:

Non-directed orders as a percentage of total customer orders 0%

Securities Listed on American Stock Exchange or Regional Exchanges

Summary Statistics:

Non-directed orders as a percentage of total customer orders 0%

Exchange-Listed Options

Summary Statistics:

Non-directed orders as a percentage of total customer orders 0%


Order Routing
Quarterly Report
SEC Rule 11Ac1-6